The successful candidate will have an interest in pursuing a career in Risk and Compliance in Financial Services. The candidate should have some previous compliance work experience, a relevant compliance or similar professional qualification in financial services or be working towards an appropriate qualification.

Responsibilities Include:

• Assisting with the reviewing, updating and maintenance of Compliance registers, including following-up with team members and stakeholders to ensure registers are complete and up to date.
• Undertaking research and conducting client screening checks.
• Performing compliance monitoring testing.

More information about the role is available upon request – contact the team today for further details.