Risk and Compliance Officer

  • Full Time
  • Permanent
  • Jersey

AD-JSY-7267

LIVE

This is a great opportunity for a Risk and Compliance Officer to join a wealth solutions company.

 

The role holder will carry out the functions of risk management with emphasis on ensuring that the business operates within all required legislation and regulation; with particular responsibility for providing compliance support to the PCD department and conducting monitoring activities as required under our risk based monitoring plan.

 

Responsibilities in this role include:

  • • Monitoring new and impending legislation/regulation that may affect the business, liaising with colleagues responsible for business areas to prepare summary reports for ARCO, including commentary on impact for business and action required
  • Management of authorised signatories and subsidiary company due diligence

     

  • Undertake relevant searches of databases upon receipt of Liaison Notices by the Jersey Financial Crime Unit or updates to Sanctions Lists provided by Group/HMRC and record action taken on register
  • Undertake daily reviews of the Jersey Financial Services Commission website and ensure all public notices / press releases / latest news and publications are circulated

 

More information about the role is available upon request – contact the team today for further details.



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