02 Dec Compliance Manager
We have a great opportunity for a Compliance Manager to join an innovative fund services business.
Key duties will include:
- To have oversight of and perform reviews of all prospective new business.
- Ensure full CDD is held and signed off for all new entities and individuals prior to the new business meeting where required
- Review internal onboarding checklists
- Take the lead on CDD collation for first closes by maintaining trackers and attending meetings to ensure CDD is collated in a timely manner
- Provide detailed CDD advice to management in line with external and internal guidance / requirements. Maintain a commercial approach to CDD
More information about this role is available upon request – contact the team today for further details.