We have an exciting new opportunity for a Compliance Assistant to join a Wealth Management Services provider on a 6 month, fixed-term contract.

Key duties will include:

• Provide general regulatory guidance and advisory services to internal business areas, including Wealth Managers and Client On-Boarding
• Support with client reviews and risk assessments during the on-boarding and ongoing monitoring of clients
• Support with undertaking enhanced due diligence reviews
• Support projects ensuring compliance with regulatory and legislative requirements
• Respond to ad-hoc queries and new business initiatives

More information about this role is available upon request – contact the team today for further details.