25 Nov Compliance Assistant (6 Month FTC)
We have an exciting new opportunity for a Compliance Assistant to join a Wealth Management Services provider on a 6 month, fixed-term contract.
Key duties will include:
- Provide general regulatory guidance and advisory services to internal business areas, including Wealth Managers and Client On-Boarding
- Support with client reviews and risk assessments during the on-boarding and ongoing monitoring of clients
- Support with undertaking enhanced due diligence reviews
- Support projects ensuring compliance with regulatory and legislative requirements
- Respond to ad-hoc queries and new business initiatives
More information about this role is available upon request – contact the team today for further details.